Search for: "Connected Investors, Inc."
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7 May 2019, 7:54 am
A federal securities class action lawsuit has been filed on behalf of investors against cloud computing company Fusion Connect, Inc. [read post]
2 Mar 2018, 10:30 am
Consents to a Fine of $521,098 in Connection With Sales of Non-Traditional ETFs appeared first on Investor Lawyers Blog. [read post]
2 May 2019, 6:51 am
About E-Connect Software, Inc. [read post]
9 Mar 2018, 12:21 pm
Continue reading The post FINRA Bars Former Vanderbilt Securities Broker in Connection with Allegations of Churning Elderly Investor’s Account appeared first on Investor Lawyers Blog. [read post]
29 May 2012, 7:03 pm
In a May 17, 2012, FINRA Arbitration Award, No. 11-4228, investors were awarded rescission in connection with the purchase of shares of Apple REIT Nine through David Lerner Associates. [read post]
28 Jul 2019, 8:40 am
On April 2, 2019 the founder and former Chief Executive Officer of Jumio Inc., Daniel Mattes, agreed to settle with the Securities Exchange Commission (SEC) for more than $17 million for defrauding investors. [read post]
20 Feb 2024, 5:24 pm
The law firm’s investigation is ongoing after three separate arbitration panels awarded investors damages in connection with the sale of L Bonds by their financial advisors and firms. [read post]
30 Jun 2021, 7:24 am
In 2017, AR Capital’s CFO Brian Block was sentenced to prison in connection with alleged accounting improprieties. [read post]
30 Jun 2021, 7:24 am
In 2017, AR Capital’s CFO Brian Block was sentenced to prison in connection with alleged accounting improprieties. [read post]
30 Jun 2021, 7:24 am
In 2017, AR Capital’s CFO Brian Block was sentenced to prison in connection with alleged accounting improprieties. [read post]
19 Dec 2017, 8:15 am
Continue reading The post SEC Censures Ameriprise in Connection With Sales of F-Squared AlphaSector Strategies appeared first on Investor Lawyers Blog. [read post]
3 Mar 2021, 11:54 am
An investor may be able to recover financial losses if the recommendation was not suitable for the customer or if David Lerner misrepresented or omitted material facts about the bonds in connection with making the recommendation. [read post]
3 Nov 2020, 10:29 am
Chicago-based Stoltmann Law Offices continues to represent investors in claims to recover investment losses in connection with the COVID-19 pandemic. [read post]
11 Sep 2020, 11:35 am
(JFIN), a Chinese company founded in 2011, operates an online financial marketplace that connects borrowers and investors. [read post]
11 Oct 2017, 1:14 pm
” Continue reading The post SEC Alleges Fraud in Connection with Southern Energy Group/Black Gold Resources Oil Investment Scheme appeared first on Investor Lawyers Blog. [read post]
31 Oct 2017, 10:23 pm
CFO Convicted of Securities Fraud appeared first on Investor Lawyers Blog. [read post]
16 Dec 2010, 8:37 am
Eccleston Law has launched an investigation into American Benefit Concepts, Inc., an insurance company located in Portage, Michigan, in connection with the sales of various unregistered securities, including investments in Diversified Lending Group, Diversified Global Finance and Diversified Liquid Asset Holdings. [read post]
22 Jan 2021, 11:20 am
Bit Digital, Inc. [read post]
8 Aug 2022, 11:39 am
The White Law Group continues to investigate potential securities claims involving the liability that brokerage firms may have for improperly recommending Griffin Realty Trust Inc. to investors. [read post]
10 Nov 2021, 8:32 am
SmartStop Self Storage REIT Inc. [read post]
